For Compliance Officers
Every client checked.
Every decision documented.
Manage CDD, AML monitoring, and ongoing risk reviews in one place, so your firm is audit-ready, not just audit-prepared.
Compliance that holds up when it matters most
Consistent CDD process
Every new client follows the same structured intake, KYC, risk rating, and UBO verification, tracked from start to finish.
Continuous monitoring
AML checks don't end at onboarding. ClientBase surfaces risk changes and flags clients that need re-screening.
Audit-ready at any time
Every decision, document, and action is logged with timestamps. Prove your compliance process to any regulator, any time.
The same process, every client, every time.
Structured CDD checklist applied to every new client
Risk rating assigned at intake and reviewed automatically
UBO and beneficial ownership records maintained in one place
AML monitoring that doesn't stop at onboarding.
Continuous screening for sanctions, PEP status, and adverse media
Automatic alerts when a client's risk profile changes
Re-screening workflows triggered without manual prompting
Prove your compliance process to any regulator.
Every CDD action timestamped and attributed to a team member
Document collection tracked with completion status per client
Export compliance records at any time, no scrambling before an audit
Your whole team working to the same standard.
Compliance workflows that every team member follows consistently
Clear ownership of each client's compliance status
Flag clients for review without chasing the responsible officer
100%
Of clients through a structured CDD process
0
Missed re-screening deadlines with automated alerts
200+
Entities onboarded with full AML records
30 min
Average time to complete a new client CDD intake
Be audit-ready before the auditor calls.
Book a demo and see how ClientBase keeps your firm audit-ready.
